Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles McManus is a financial advisor with over 25 years of experience in the industry. Charles is registered with Wells Fargo Advisors Financial Network, LLC and has a Series 7, Series 3, Series 31, Series 63 and Series 65 license. Charles is a Certified Financial Planner™ professional and has been registered with the Financial Industry Regulatory Authority (FINRA) since 1998. Previously, Charles was affiliated with Morgan Stanley, Citigroup Global Markets Inc., and PaineWebber Incorporated. Charles has been active in various professional organizations throughout his career. Charles is a dedicated advisor with a strong commitment to providing personalized financial advice to clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CT
11/03/2023 - Present
Wells Fargo Advisors Financial Network, LLC (FAIRFIELD CT)
CT
08/29/2013 - 11/06/2023
WELLS FARGO CLEARING SERVICES, LLC (OLD GREENWICH CT)
CT
06/01/2009 - 09/05/2013
MORGAN STANLEY (GREENWICH CT)
CT
12/18/2000 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (GREENWICH CT)
NJ
04/03/1998 - 01/10/2001
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
IA
Issued 04/22/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/08/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/09/2010
Series 3 - National Commodity Futures Examination
BC
Issued 10/25/2006
Series 31 - Futures Managed Funds Examination
BC
Issued 04/02/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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