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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles Mathes is a registered investment advisor representative with Victory Capital Management Inc., in SAN ANTONIO, TX. Charles has been in the industry since November 9, 2011. Victory Capital Management Inc. offers financial planning, portfolio management for individuals, businesses, investment companies, and pooled investment vehicles. The firm has approximately $151.26 billion in assets under management. Charles has been associated with Victory Capital Management Inc. since June 2022. Charles also previously held positions with H & L EQUITIES, LLC, in Atlanta, GA, and PFS INVESTMENTS INC., in DULUTH, GA. Charles has passed several FINRA and state examinations including Series 66, Series 52TO, Series 99TO, Series 7, Series 53, Series 27, and Series 24.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Model portfolios
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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2
TX
07/06/2022 - Present
Victory Capital Management Inc. (SAN ANTONIO TX)
GA
04/30/2018 - 06/24/2022
H & L EQUITIES, LLC (Atlanta GA)
GA
11/05/2011 - 05/01/2018
PFS INVESTMENTS INC. (DULUTH GA)
BOTH
Issued 12/22/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/02/2023
Series 14 - Compliance Officer Examination
BC
Issued 07/20/2017
Series 53 - Municipal Securities Principal Examination
BC
Issued 07/11/2014
Series 27 - Financial and Operations Principal Examination
BC
Issued 11/23/2011
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/03/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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