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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles Patrick Pierce is a financial advisor with over 30 years of experience in the industry. Charles is currently registered with Osaic Wealth, Inc. in Kentucky, Michigan, and Nebraska. Previously, Charles worked for Sagepoint Financial, Inc. in Michigan, Comerica Securities in Michigan, McDonald Investments, Inc. in Michigan, LaSalle Financial Services, Inc. in Illinois, MML Investors Services, Inc. in Massachusetts, Merrill Lynch, Pierce, Fenner & Smith Incorporated in New York, and Comerica Securities in Michigan. Charles is also registered as a principal with Osaic Wealth, Inc. Charles has passed numerous industry exams, including the Series 65, Series 63, Series 24, Series 31, Series 7, and Series 3. Charles has worked with clients in several different states and provides financial planning and investment advisory services for individuals, families, and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
MI
09/01/2023 - Present
Osaic Wealth, Inc. (STERLING HEIGHTS MI)
MI
09/30/2010 - 09/01/2023
SAGEPOINT FINANCIAL, INC. (STERLING HEIGHTS MI)
MI
03/14/2007 - 08/06/2010
COMERICA SECURITIES (BLOOMFIELD HILLS MI)
MI
05/23/2006 - 12/19/2006
MCDONALD INVESTMENTS INC. (BIRMINGHAM MI)
IL
10/22/2004 - 01/24/2006
LASALLE FINANCIAL SERVICES, INC. (CHICAGO IL)
MA
06/06/2003 - 10/27/2004
MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)
NY
03/30/1998 - 04/08/2003
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
MI
05/10/1994 - 03/15/1998
COMERICA SECURITIES (DETROIT MI)
NA
09/21/1987 - 12/15/1988
FIRST OF MICHIGAN CORPORATION
NA
07/22/1987 - 09/08/1987
THE STUART-JAMES COMPANY, INC.
IA
Issued 4/14/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 3/4/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 1/31/2013
Series 24 - General Securities Principal Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 1/21/2002
Series 31 - Futures Managed Funds Examination
BC
Issued 1/31/1994
Series 7 - General Securities Representative Examination
BC
Issued 9/2/1988
Series 3 - National Commodity Futures Examination
Active
Inactive
F
FINRA
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