Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles Girling has been in the financial industry since 2014. Charles is currently a registered representative with Equity Services, Inc. and has previously been registered with Bankers Life Securities, Inc., Wells Fargo Clearing Services, LLC, Northwestern Mutual Investment Services, LLC, and Allstate Financial Services, LLC. Charles has a broad range of experience, including investments, insurance, and financial planning. Charles holds Series 7, Series 6, Series 63, and Series 65 licenses. In addition to his role at Equity Services, Inc., Charles is also the President and owner of BOLEH BUAT LLC and a partner in JASK PROPERTIES LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NC
06/13/2024 - Present
Equity Services, Inc. (CHARLOTTE NC)
NC
04/29/2024 - 06/14/2024
BANKERS LIFE SECURITIES, INC. (CHARLOTTE NC)
NC
08/15/2022 - 04/09/2024
WELLS FARGO CLEARING SERVICES, LLC (CHARLOTTE NC)
NC
04/27/2021 - 07/08/2022
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (CHARLOTTE NC)
NC
10/05/2017 - 03/10/2021
ALLSTATE FINANCIAL SERVICES, LLC (Indian Trail NC)
NA
04/07/1989 - 07/29/1992
NORTHWESTERN MUTUAL INVESTMENT SERVICES, INC.
IA
Issued 08/18/2022
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/18/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/11/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/05/2017
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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