Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles Arthur Kern is a financial advisor with Fidelity Brokerage Services LLC. Charles has been in the financial services industry since January 10, 2023 and holds the Series 7TO, SIE and Series 63 licenses. Charles is registered to provide investment advice in all 50 states, the District of Columbia, Puerto Rico and the Virgin Islands. Previously, Charles was a financial advisor with Key Investment Services LLC in Bay Village, Ohio and Charles Schwab & Co., Inc. in Lone Tree, Colorado.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
RI
12/13/2023 - Present
Fidelity Brokerage Services LLC (SMITHFIELD RI)
OH
08/07/2023 - 11/29/2023
KEY INVESTMENT SERVICES LLC (BAY VILLAGE OH)
CO
10/03/2022 - 05/11/2023
CHARLES SCHWAB & CO., INC. (Lone Tree CO)
BC
Issued 11/23/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/03/2022
Series 7TO - General Securities Representative Examination
BC
Issued 08/01/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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