Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles Arthur Eisenmann is an investment advisor representative with LPL Financial LLC in Louisville, Kentucky. Charles has been in the financial services industry since 1988. Charles has a history of working for well known financial firms including UBS Financial Services Inc., J.J.B. Hilliard, W.L. Lyons, Inc., PNC Brokerage Corp., and PNC Securities Corp. Charles holds Series 3, 7, 24, 63, and 65 securities licenses and is registered in Colorado, Florida, Georgia, Kentucky, Ohio, Washington, and Wisconsin.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
KY
06/02/2009 - Present
LPL Financial LLC (LOUISVILLE KY)
KY
10/28/2005 - 06/04/2009
UBS FINANCIAL SERVICES INC. (LOUISVILLE KY)
KY
04/21/1999 - 10/31/2005
J.J.B. HILLIARD, W.L. LYONS, INC. (LOUISVILLE KY)
PA
12/23/1994 - 04/21/1999
PNC BROKERAGE CORP (PITTSBURGH PA)
PA
08/06/1993 - 12/23/1994
PNC SECURITIES CORP (PITTSBURGH PA)
MN
05/18/1990 - 03/21/1991
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
05/18/1990 - 03/21/1991
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
VA
03/29/1990 - 04/09/1990
GNA SECURITIES, INC. (GLEN ALLEN VA)
NY
10/23/1985 - 03/21/1990
PRUDENTIAL-BACHE SECURITIES INC. (NEW YORK NY)
IA
Issued 07/20/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/06/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/20/2009
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/04/1993
Series 7 - General Securities Representative Examination
BC
Issued 03/10/1986
Series 3 - National Commodity Futures Examination
Active
Inactive
F
FINRA
Not sure Charles Eisenmann is the right advisor for you? Invested Better is here to help.
