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Charles Arnold Durham

Sterling Capital Distributors, LLC

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About Charles Arnold Durham

Charles Durham is a financial professional with over 15 years of experience in the industry. He is currently registered with Sterling Capital Distributors, LLC in Charlotte, NC. Charles has a strong background in securities and investment advisory services, having previously worked for firms such as Brown Brothers Harriman Investments, LLC, Brown Brothers Harriman & Co., Pinebridge Securities LLC and Citigroup Global Markets Inc.

Firm Information

Charles Durham is currently registered with Sterling Capital Distributors, LLC. Sterling Capital Distributors, LLC is a Limited Liability Company formed in January 2012. The firm is registered in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

10

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Charles Durham’s Registration & Firm History

NC

07/24/2018 - Present

Sterling Capital Distributors, LLC (CHARLOTTE NC)

NY

06/21/2016 - 06/13/2018

BROWN BROTHERS HARRIMAN INVESTMENTS, LLC (NEW YORK NY)

NY

11/09/2010 - 06/21/2016

BROWN BROTHERS HARRIMAN & CO. (NEW YORK NY)

NY

06/06/2007 - 12/01/2009

PINEBRIDGE SECURITIES LLC (NEW YORK NY)

NY

04/23/2003 - 06/14/2007

CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)

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Licenses & Designations

IA

Issued 10/09/2003

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 06/24/2003

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/31/2007

Series 24 - General Securities Principal Examination

BC

Issued 02/01/2005

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 10/14/2004

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/21/2003

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Charles Arnold Durham.
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