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Charles Anthony Zabatta

Muriel Siebert & CO., LLC

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About Charles Anthony Zabatta

Charles Anthony Zabatta is a financial professional with over 30 years of experience in the securities industry. Charles is currently registered with Muriel Siebert & Co., LLC and has held previous positions with firms including WPS Prime Services, LLC, KCG Americas LLC, and Knight Capital Markets LLC. Charles holds the Series 7, 24, 55, 57TO, and 63 licenses.

Firm Information

Charles Zabatta is currently registered with Muriel Siebert & CO., LLC. Muriel Siebert & CO., LLC is a Limited Liability Company, formed on January 1, 2024. The firm is registered in all 50 states, the District of Columbia, and Puerto Rico, with a total of 53 approved registrations.

Not reported

Assets Under Management

Not reported

Total Clients

39

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Charles Zabatta’s Registration & Firm History

NY

04/06/2021 - Present

Muriel Siebert & CO., LLC (NEW YORK NY)

NY

12/04/2019 - 03/31/2021

WPS PRIME SERVICES, LLC (Rye NY)

NJ

11/02/2017 - 01/21/2020

MURIEL SIEBERT & CO., INC. (Jersey City NJ)

NJ

07/02/2012 - 12/13/2016

KCG AMERICAS LLC (JERSEY CITY NJ)

NJ

05/23/2011 - 07/02/2012

KNIGHT CAPITAL AMERICAS, L.P. (JERSEY CITY NJ)

NJ

02/09/2011 - 05/20/2011

STOCKCROSS FINANCIAL SERVICES, INC. (JERSEY CITY NJ)

NJ

01/03/2011 - 02/14/2011

KNIGHT CAPITAL AMERICAS, L.P. (JERSEY CITY NJ)

NJ

12/10/1996 - 01/03/2011

KNIGHT CAPITAL MARKETS LLC (JERSEY CITY NJ)

NE

11/30/1992 - 10/23/1996

WATERHOUSE SECURITIES, INC. (OMAHA NE)

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Licenses & Designations

BC

Issued 04/10/2019

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/13/2019

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/10/1999

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 11/25/1992

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

NYSE American LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Charles Anthony Zabatta.
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