Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles Anthony Yamarone is a financial advisor with over 30 years of experience in the industry. Charles is currently registered with Houlihan Lokey Capital, Inc. and has been with the firm since 2009. Charles has a broad range of experience in the financial services industry including roles at U.S. Bancorp Investments, Inc., Libra Securities, LLC, and The Oak Ridge Financial Services Group, Inc. Charles has passed several professional licensing examinations including Series 7, Series 24, Series 53, Series 55, Series 79TO, and Series 57TO. Charles is registered as a broker-dealer in 51 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
11/04/2009 - Present
Houlihan Lokey Capital, Inc. (LOS ANGELES CA)
CA
01/02/2009 - 10/30/2009
THE OAK RIDGE FINANCIAL SERVICES GROUP, INC. (LOS ANGELES CA)
CA
01/02/2002 - 02/23/2009
LIBRA SECURITIES, LLC (LOS ANGELES CA)
MN
01/04/1999 - 12/31/2001
U.S. BANCORP INVESTMENTS, INC. (SAINT PAUL MN)
NA
03/11/1992 - 01/04/1999
LIBRA INVESTMENTS, INC.
BC
Issued 03/16/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/11/1997
Series 53 - Municipal Securities Principal Examination
BC
Issued 08/01/1996
Series 4 - Registered Options Principal Examination
BC
Issued 04/09/1992
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/27/1998
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 03/10/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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