Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles Anthony Triaga has over 30 years of experience in the financial services industry. Charles is a Registered Representative and Investment Advisor Representative with Independent Financial Partners. Previously, Charles was registered with Key Investment Services LLC and McDonald Investments Inc. Charles specializes in providing financial planning, investment and insurance services to individuals and families. Charles holds Series 6, 7, 63 and 65 licenses. Charles has a strong commitment to providing his clients with personalized service and tailored investment strategies.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Non-discretionary investment advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Percentage of assets under advisement
1
2
NY
06/10/2021 - Present
Independent Financial Partners (WILLIAMSVILLE NY)
NY
01/03/2006 - 11/07/2019
KEY INVESTMENT SERVICES LLC (WILLIAMSVILLE NY)
NY
05/14/1999 - 12/31/2005
MCDONALD INVESTMENTS INC. (WILLIAMSVILLE NY)
OH
01/05/1993 - 05/14/1999
KEY INVESTMENTS INC. (CLEVELAND OH)
NA
08/18/1992 - 12/31/1992
INDEPENDENT FINANCIAL SECURITIES, INC.
WI
07/28/1992 - 08/24/1992
INVEST FINANCIAL CORPORATION (APPLETON WI)
NY
01/01/1992 - 07/27/1992
ABI SECURITIES, INC. (NEW YORK NY)
NY
02/23/1988 - 12/11/1991
MONY SECURITIES CORP. (NEW YORK NY)
NY
02/23/1988 - 10/15/1990
THE MUTUAL LIFE INSURANCE COMPANY OF NEW YORK (NEW YORK NY)
IA
Issued 03/27/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/17/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/29/1995
Series 7 - General Securities Representative Examination
BC
Issued 02/17/1988
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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