Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles Anthony Spinnato is a financial professional with over 30 years of experience in the financial services industry. Charles Spinnato is currently registered with Goldman Sachs & Co. LLC, a leading global investment banking, securities and investment management firm. Prior to joining Goldman Sachs, Charles worked for Mercer Allied Company, L.P. and other firms. Charles has a broad range of experience and expertise in financial services, including portfolio management, financial planning, and investment advisory services. Charles is committed to providing clients with personalized financial guidance and helping them achieve their financial goals. Charles's extensive experience and expertise make him a valuable resource for clients seeking comprehensive financial advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Execution charges, custody, management fee
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2
NY
01/30/2013 - Present
Goldman Sachs & Co. LLC (COHOES NY)
NY
11/17/2009 - 02/01/2013
MERCER ALLIED COMPANY, L.P. (LATHAM NY)
NY
05/23/2007 - 11/18/2009
GOLDMAN, SACHS & CO. (NEW YORK NY)
NC
03/18/2004 - 07/20/2005
UVEST FINANCIAL SERVICES GROUP, INC. (CHARLOTTE NC)
NY
09/25/2000 - 03/17/2004
QUICK & REILLY, INC. (NEW YORK NY)
NY
11/02/1999 - 11/03/2000
FLEET ENTERPRISES, INC. (NEW YORK NY)
MA
01/18/1996 - 09/25/2000
FIS SECURITIES, INC. (BOSTON MA)
IN
06/27/1995 - 12/31/1995
MDS SECURITIES INCORPORATED (CARMEL IN)
NY
07/31/1993 - 06/28/1995
SMITH BARNEY INC. (NEW YORK NY)
NY
10/17/1989 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
NA
01/05/1989 - 09/13/1991
MONMOUTH INVESTMENTS, INC.
NA
04/13/1989 - 11/06/1989
MLB INVESTMENTS, LTD.
NY
10/19/1988 - 01/09/1989
HIBBARD BROWN & CO., INC. (NEW YORK NY)
IA
Issued 12/05/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/26/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/14/1995
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/01/2018
Series 3 - National Commodity Futures Examination
BC
Issued 10/15/1988
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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