Unclaimed
Charles Pendrak is an investment banking representative registered with Houlihan Lokey Capital, Inc. Charles passed the Series 79TO, Series 63, and SIE exams to obtain his licenses. Charles is based in New York, NY and has been active in the industry since September 13, 2023.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
09/14/2023 - Present
Houlihan Lokey Capital, Inc. (NEW YORK NY)
BC
Issued 12/07/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/14/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 05/15/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
Not sure Charles Pendrak is the right advisor for you? Invested Better is here to help.