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Charles Anthony Pendrak

Houlihan Lokey Capital, Inc.

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About Charles Anthony Pendrak

Charles Pendrak is an investment banking representative registered with Houlihan Lokey Capital, Inc. Charles passed the Series 79TO, Series 63, and SIE exams to obtain his licenses. Charles is based in New York, NY and has been active in the industry since September 13, 2023.

Firm Information

Charles Pendrak is currently registered with Houlihan Lokey Capital, Inc.. Houlihan Lokey Capital, Inc. is a Corporation formed on January 9, 1996, and is registered in all 50 states and the District of Columbia. The firm has been approved for registration with the Securities and Exchange Commission (SEC).

Not reported

Assets Under Management

Not reported

Total Clients

651

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Charles Pendrak’s Registration & Firm History

NY

09/14/2023 - Present

Houlihan Lokey Capital, Inc. (NEW YORK NY)

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Licenses & Designations

BC

Issued 12/07/2023

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 09/14/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 05/15/2023

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Charles Anthony Pendrak.
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