Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles McCarthy is a financial professional with over 30 years of experience in the industry. Charles is currently registered with Nylife Distributors LLC and has held previous positions with Blackrock Investments, LLC, FAM Distributors, Inc., and NYLIFE Securities Inc. His experience spans multiple areas of the financial services industry, including operations and securities. Charles holds the Series 7, Series 27, Series 99TO, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
07/17/2012 - Present
Nylife Distributors LLC (NEW YORK NY)
NJ
08/23/2007 - 11/04/2011
BLACKROCK INVESTMENTS, LLC (PRINCETON NJ)
NY
03/01/2005 - 10/12/2006
FAM DISTRIBUTORS, INC. (NEW YORK NY)
NJ
12/16/1993 - 01/21/2005
NYLIFE DISTRIBUTORS LLC (JERSEY CITY NJ)
NY
06/22/1990 - 02/28/2002
NYLIFE SECURITIES INC. (NEW YORK NY)
BC
Issued 06/19/1990
Series 27 - Financial and Operations Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/06/1991
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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