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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles Albanese is a financial advisor with Morgan Stanley, a leading global financial services firm. Charles has been in the industry since September 19, 1986. Charles is a registered representative in Florida, New Jersey and Texas. Charles is also a registered investment advisor in Florida, New Jersey and Texas. Charles holds the Series 3, 7, 63, 65 and SIE licenses. Charles has experience working with individuals, high-net-worth individuals, trusts, estates, investment clubs, insurance companies, charitable organizations, corporations, pension and profit-sharing plans, banks and other financial institutions. Charles provides a wide range of financial services, including investment management, financial planning, asset allocation advice, portfolio management for businesses and individuals, pension consulting and educational seminars. Previously, Charles worked at Morgan Stanley & Co. Incorporated, Morgan Stanley DW Inc., Dean Witter Reynolds Inc., Smith Barney, Harris Upham & Co., Incorporated, and Halpert, Oberst and Company.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
FL
06/01/2009 - Present
Morgan Stanley (Ponte Vedra Beach FL)
NJ
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (WARREN NJ)
NJ
12/11/1989 - 04/02/2007
MORGAN STANLEY DW INC. (WARREN NJ)
NY
11/07/1986 - 12/06/1989
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
NY
09/05/1989 - 09/14/1989
SMITH BARNEY, HARRIS UPHAM & CO., INCORPORATED (NEW YORK NY)
NA
09/16/1986 - 11/21/1986
HALPERT, OBERST AND COMPANY
IA
Issued 08/14/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/07/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/05/1991
Series 3 - National Commodity Futures Examination
BC
Issued 08/16/1986
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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