Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles Watson is a financial advisor with over 23 years of experience in the financial services industry. Charles is a Registered Representative and holds a Series 7, Series 24, Series 63, and Series 79TO licenses. He is currently registered with William Blair, where he has been employed since 2010. Previously, Charles was with M HOLDINGS SECURITIES, INC., WACHOVIA CAPITAL MARKETS, LLC, WACHOVIA SECURITIES, LLC, and WACHOVIA SECURITIES, INC. Charles has expertise in portfolio management for individuals, businesses, and pooled investment vehicles. Charles has a strong track record of helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Equity research services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NC
01/27/2010 - Present
William Blair (CHARLOTTE NC)
NC
07/16/2009 - 02/02/2010
M HOLDINGS SECURITIES, INC. (CHARLOTTE NC)
NC
07/01/2003 - 07/14/2008
WACHOVIA CAPITAL MARKETS, LLC (CHARLOTTE NC)
MO
10/15/2001 - 07/01/2003
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
NC
09/24/1998 - 10/15/2001
WACHOVIA SECURITIES, INC. (CHARLOTTE NC)
BC
Issued 01/22/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/02/2015
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/23/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
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