Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles Andrew Riley has been in the financial services industry since September 16, 2014. Charles is currently registered with USQ Securities LLC and is licensed to conduct business in New York. Charles has prior experience with Enclave Capital LLC, Sandlapper Securities, LLC and The FIG Group, LLC. Charles holds the Series 3, 7 and 63 licenses along with the Securities Industry Essentials Examination.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
10/08/2019 - Present
USQ Securities LLC (New York NY)
FL
01/25/2019 - 09/10/2019
ENCLAVE CAPITAL LLC (BOCA RATON FL)
SC
03/31/2017 - 12/20/2018
SANDLAPPER SECURITIES, LLC (GREENVILLE SC)
TX
07/10/2014 - 03/23/2017
THE FIG GROUP, LLC (DALLAS TX)
BC
Issued 10/17/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/10/2014
Series 7 - General Securities Representative Examination
BC
Issued 02/25/1998
Series 3 - National Commodity Futures Examination
Active
Inactive
F
FINRA
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