Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles Andrew Fischer is a financial advisor with over 30 years of experience in the industry. He currently works at Raymond James & Associates, Inc. and is registered in Florida and Texas. Previously, Charles has held positions at Morgan Stanley, Ameriprise Financial Services, Inc., H.D. Vest Investment Services, Essex National Securities, Inc., Liberty Securities Corporation, BHCM Inc., JW Charles Securities,Inc., Florida Financial Centers, Inc., Kirlin Securities Inc., and McLaughlin, Piven, Vogel Securities, Inc. Charles holds the Series 7, 24, 52TO, 53, 63 and 65 licenses and is a qualified individual with the expertise to guide clients through complex financial planning and investment strategies.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
05/25/2021 - Present
Raymond James & Associates, Inc. (BOCA RATON FL)
FL
01/22/2016 - 06/01/2021
MORGAN STANLEY (BOCA RATON FL)
FL
06/16/2011 - 02/08/2016
AMERIPRISE FINANCIAL SERVICES, INC. (BOCA RATON FL)
FL
05/21/1999 - 06/20/2011
H.D. VEST INVESTMENT SERVICES (DEER FIELD BEACH FL)
CA
02/09/1999 - 05/18/1999
ESSEX NATIONAL SECURITIES, INC. (NAPA CA)
NY
08/18/1997 - 02/09/1999
LIBERTY SECURITIES CORPORATION (PURCHASE NY)
TX
10/11/1996 - 09/02/1997
BHCM INC. (HOUSTON TX)
FL
08/25/1995 - 10/21/1996
JW CHARLES SECURITIES,INC. (BOCA RATON FL)
NA
10/18/1993 - 08/30/1995
FLORIDA FINANCIAL CENTERS, INC.
NY
09/09/1992 - 10/22/1993
KIRLIN SECURITIES INC. (SYOSSET NY)
NY
11/15/1991 - 09/23/1992
MCLAUGHLIN, PIVEN, VOGEL SECURITIES, INC. (NEW YORK NY)
CO
09/05/1991 - 11/06/1991
CHATFIELD DEAN & CO., INC. (GREENWOOD VILLAGE CO)
IA
Issued 06/07/2003
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/12/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/14/1994
Series 24 - General Securities Principal Examination
BC
Issued 05/02/1994
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/04/1991
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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