Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles Brown is a financial advisor with over 40 years of experience in the industry. Charles is currently registered with Momentum Independent Network Inc. and has been with the firm since October 1996. Charles has experience with a variety of firms including Southwest Securities, Inc., Masterson Moreland Sauer Whisman, Inc., APS Financial Corporation, Prudential-Bache Securities Inc., Thomson McKinnon Securities Inc., Shearson Loeb Rhoades Inc., Westcap Securities, Inc., Hibbard & O'Connor Securities, Inc. and Hibbard, O'Connor & Weeks, Inc.. Charles holds Series 63, 65, 7, 1, 5, 24, and 53 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
12b-1 fees
1
2
TX
10/25/1996 - Present
Momentum Independent Network Inc. (LAGRANGE TX)
TX
05/06/1994 - 10/30/1996
SOUTHWEST SECURITIES, INC. (DALLAS TX)
NA
01/04/1990 - 05/11/1994
MASTERSON MORELAND SAUER WHISMAN, INC.
TX
09/04/1984 - 01/31/1990
APS FINANCIAL CORPORATION (AUSTIN TX)
NA
11/18/1982 - 08/28/1984
PRUDENTIAL-BACHE SECURITIES INC.
NA
10/17/1980 - 11/24/1982
THOMSON MCKINNON SECURITIES INC.
NA
01/13/1978 - 04/27/1979
SHEARSON LOEB RHOADES INC.
NA
11/30/1976 - 01/22/1978
WESTCAP SECURITIES, INC.
NA
06/20/1973 - 04/21/1976
HIBBARD & O'CONNOR SECURITIES, INC.
NA
08/15/1972 - 04/06/1973
HIBBARD, O'CONNOR & WEEKS, INC.
IA
Issued 06/16/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/10/1981
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/22/1985
Series 24 - General Securities Principal Examination
BC
Issued 08/22/1985
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/16/1982
Series 5 - Interest Rate Options Examination
BC
Issued 08/11/1972
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
Not sure Charles Brown is the right advisor for you? Invested Better is here to help.
