Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles Ertz is a financial professional with experience in the financial services industry. Charles is currently registered with Nationwide Investment Services Corp. in Ohio. Prior to that, Charles was registered with Northwestern Mutual Investment Services, LLC in Ohio. Charles holds the Series 63, Series 6TO and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
OH
08/29/2023 - Present
Nationwide Investment Services Corp. (COLUMBUS OH)
OH
07/15/2022 - 06/09/2023
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (CLEVELAND OH)
BC
Issued 08/18/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/14/2022
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 06/13/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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