Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles Anderson Cumber is a financial advisor with over 25 years of experience in the industry. Charles is registered with Simplicity Wealth in Albuquerque, New Mexico, as well as other states including Texas. Charles has worked with several leading financial firms including Wells Fargo Advisors and Merrill Lynch. Charles holds Series 6, 7, 63, and 66 licenses as well as the SIE exam. Charles's areas of expertise include portfolio management for individuals and businesses, financial planning, educational seminars, selection of other advisors, and publication of periodicals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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NM
02/12/2025 - Present
Simplicity Wealth (Albuquerque NM)
NM
04/20/2017 - 10/10/2017
BROKERS INTERNATIONAL FINANCIAL SERVICES, LLC. (Albuquerque NM)
NM
04/26/2016 - 03/03/2017
WELLS FARGO CLEARING SERVICES, LLC (ALBUQUERQUE NM)
NM
10/04/2011 - 03/03/2016
U.S. BANCORP INVESTMENTS, INC. (ALBUQUERQUE NM)
NM
10/23/2009 - 09/01/2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (ALBUQUERQUE NM)
NM
05/02/2008 - 10/23/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (ALBUQUERQUE NM)
IA
02/21/2008 - 05/08/2008
BROKERS INTERNATIONAL FINANCIAL SERVICES, LLC. (URBANDALE IA)
NM
09/15/2003 - 02/06/2008
ALLSTATE FINANCIAL SERVICES, LLC (ALBUQUERQUE NM)
MA
10/25/1994 - 09/17/2003
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
10/25/1994 - 09/17/2003
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
BOTH
Issued 09/04/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/24/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/20/2001
Series 7 - General Securities Representative Examination
BC
Issued 10/24/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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