Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles Sewell is an experienced financial advisor with over 38 years in the industry. Charles has a wide range of experience in financial planning, investment management and insurance. He is currently registered with Osaic Wealth, Inc., a firm headquartered in Scottsdale, Arizona. Charles has previously worked with Securities America, Inc., Securities Service Network, LLC, FSC Securities Corporation, and American Express Financial Advisors Inc. He is licensed in several states, including Tennessee where he holds both a securities license and an investment advisor license.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
TN
06/14/2024 - Present
Osaic Wealth, Inc. (Baxter TN)
TN
09/18/2020 - 06/14/2024
SECURITIES AMERICA, INC. (Baxter TN)
TN
02/03/2020 - 09/18/2020
SECURITIES SERVICE NETWORK, LLC (Baxter TN)
TN
02/03/2000 - 02/18/2020
FSC SECURITIES CORPORATION (BAXTER TN)
MN
12/19/1984 - 02/17/2000
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
NA
12/19/1984 - 12/24/1986
IDS FINANCIAL SERVICES INC.
IA
Issued 08/17/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/18/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/17/1986
Series 7 - General Securities Representative Examination
BC
Issued 05/06/1985
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 12/18/1984
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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