Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles Alva Brown is a financial advisor with over 30 years of experience in the industry. Charles has been registered with Fidelity Brokerage Services LLC since 2000, and is currently located in Chestnut Hill, MA. Charles is a licensed Series 7, 8, 9, 10, 63 and SIE representative. Fidelity Brokerage Services LLC is a brokerage firm headquartered in Boston, MA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
MA
04/11/2007 - Present
Fidelity Brokerage Services LLC (CHESTNUT HILL MA)
MA
07/10/1993 - 04/08/2016
NATIONAL FINANCIAL SERVICES LLC (BOSTON MA)
RI
01/26/2000 - 02/11/2005
FIDELITY BROKERAGE SERVICES LLC (SMITHFIELD RI)
CA
02/23/1988 - 06/16/1993
CROWELL, WEEDON & CO. (LOS ANGELES CA)
BC
Issued 04/07/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/11/1999
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/20/1988
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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