Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles Young is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc., a firm that manages over $1 trillion in assets for individuals and businesses. Charles has been in the financial services industry since December 2016 and has a Series 7, Series 66, and SIE license. Charles is also registered as an investment advisor representative in Florida and Texas. Prior to joining Merrill Lynch, Pierce, Fenner & Smith Inc., Charles worked at Waddell & Reed, Inc., where he gained experience in the industry. Charles is committed to providing his clients with personalized financial advice and investment strategies tailored to their individual needs. He is also actively involved in the community.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
06/10/2019 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (TRINITY FL)
SC
12/20/2016 - 06/20/2017
WADDELL & REED (COLUMBIA SC)
BOTH
Issued 04/27/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/20/2017
SIE - Securities Industry Essentials Examination
BC
Issued 12/20/2016
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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