Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles Rogers has over 20 years of experience in the financial services industry. Charles currently works as a registered representative for Cambridge Investment Research Advisors, Inc. Previously, Charles was a registered representative for Ameritas Investment Corp. and Carillon Investments, Inc.. Charles is licensed in North Carolina as both a securities agent and an investment advisor. Charles holds a Series 7, Series 63, and Series 65 securities licenses and a SIE license. Charles is also a Chartered Financial Consultant.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
NC
02/29/2016 - Present
Cambridge Investment Research Advisors, Inc. (Hickory NC)
NC
06/30/2006 - 02/05/2016
AMERITAS INVESTMENT CORP. (HICKORY NC)
NC
09/03/1998 - 06/30/2006
CARILLON INVESTMENTS, INC. (HICKORY NC)
IA
Issued 08/11/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/25/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/02/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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