Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles Alfred King is a financial professional with over 25 years of experience in the industry. Currently registered with Capital Client Group, Inc. in California as an investment advisor representative, Charles holds several securities licenses including Series 3, 6, 7TO, 63, and 82. Charles is also a Chartered Financial Analyst.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Recommending affiliate as investment adviser of sma assets
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
As agreed upon in a manner that covers registrant's costs
1
2
CA
04/25/2013 - Present
Capital Client Group, Inc. (LOS ANGELES CA)
BC
Issued 08/17/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/03/2022
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/23/2009
Series 82 - Limited Representative-Private Securities Offerings
BC
Issued 08/06/2009
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 06/26/1992
Series 3 - National Commodity Futures Examination
Active
Inactive
F
FINRA
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