Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles Strickler is an investment advisor representative at Concorde Asset Management, LLC, a registered investment advisor firm. Charles has over 20 years of experience in the financial services industry. Charles is a registered representative in 28 states and holds Series 63, Series 66, Series 7, and SIE licenses. Charles has a long history of working with high-net-worth individuals, corporations, pension plans, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Promoter fees from other advisors
1
2
CA
07/20/2020 - Present
Concorde Asset Management, LLC (San Francisco CA)
CA
03/24/2016 - 07/06/2020
WELLS FARGO CLEARING SERVICES, LLC (SAN FRANCISCO CA)
CA
08/05/2011 - 04/12/2016
J.P. MORGAN SECURITIES LLC (SAN FRANCISCO CA)
CA
09/19/2008 - 11/26/2010
UBS FINANCIAL SERVICES INC. (SAN FRANCISCO CA)
CA
11/03/2004 - 10/02/2008
LEHMAN BROTHERS INC. (SAN FRANCISCO CA)
NY
05/01/2001 - 11/02/2004
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
NY
10/13/1997 - 05/01/2001
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
BOTH
Issued 03/31/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/11/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/10/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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