Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles Alexander Stewart is a financial advisor with over 30 years of experience in the financial services industry. Charles Alexander Stewart is currently registered with Robert W. Baird & Co. Inc. and has been with the firm since March of 2009. Prior to that, Charles Alexander Stewart was registered with UBS Financial Services Inc. and Piper Jaffray & Co. Charles Alexander Stewart has a broad range of experience providing financial advice to a variety of clients, including high-net-worth individuals, corporations, and institutions. Charles Alexander Stewart holds the Series 7, 63, 31 and SIE securities licenses, as well as the Series 65 Investment Advisor license. Charles Alexander Stewart specializes in portfolio management, financial planning, and retirement planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
See schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Hard dollar payments for research
1
2
MN
01/31/2014 - Present
Robert W. Baird & Co. Inc. (EDINA MN)
MN
08/12/2006 - 04/02/2009
UBS FINANCIAL SERVICES INC. (MINNEAPOLIS MN)
MN
09/24/1987 - 08/12/2006
PIPER JAFFRAY & CO. (MINNEAPOLIS MN)
IA
Issued 11/16/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/07/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/17/2010
Series 31 - Futures Managed Funds Examination
BC
Issued 09/19/1987
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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