Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles Alexander Smith is an investment advisor representative with Arkadios Wealth Advisors. Charles has been in the securities industry since 2012. Charles is licensed to sell securities in Alabama, California, Georgia, South Carolina, Tennessee, and Texas. Charles holds a Series 6, 7, 24, 28, 63, 65, 99TO, and SIE licenses. Charles is also a Certified Financial Planner. Charles specializes in financial planning, pension consulting, and portfolio management for individuals. Charles is affiliated with Arkadios Capital and Wealth Advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
AL
11/07/2019 - Present
Arkadios Wealth Advisors (Huntsville AL)
NC
03/19/2012 - 11/27/2019
G.L.S. & ASSOCIATES, INC. (CHARLOTTE NC)
IA
Issued 05/24/2012
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/29/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/04/2013
Series 28 - Introducing Broker/Dealer Financial Operations Principal Examination
BC
Issued 05/22/2013
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/04/2012
Series 7 - General Securities Representative Examination
BC
Issued 03/16/2012
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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