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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles Alexander Maushardt is an investment advisor representative with Cetera Investment Advisers LLC. Charles has been in the financial services industry since June 1998. Charles has a Series 6, Series 7, Series 26, Series 51, Series 24, Series 63 and Series 65. Charles is registered to provide investment advisory services in New Jersey, New York and Texas. Charles also has a branch office location in Pearl River, New York. Charles's previous employer was Foresters Financial Services, Inc. where Charles was an investment advisor representative.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NY
01/05/2023 - Present
Cetera Investment Advisers LLC (PEARL RIVER NY)
NY
06/29/1998 - 06/25/2019
FORESTERS FINANCIAL SERVICES, INC. (Pearl River NY)
IA
Issued 01/06/2014
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/04/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/26/2014
Series 24 - General Securities Principal Examination
BC
Issued 10/11/2010
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 11/22/2002
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/08/2010
Series 7 - General Securities Representative Examination
BC
Issued 06/23/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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