Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles Albert Cerone is a financial advisor who has been in the industry since 1988. Charles Albert Cerone is currently registered with Prosperity Wealth Management, Inc., and holds a Series 6, 7, and 66 license. Charles Albert Cerone has also been registered with several other firms in the past, including Foresters Equity Services, Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, and Banc of America Investment Services, Inc. Charles Albert Cerone offers a range of financial services, including financial planning, portfolio management for individuals, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NJ
01/06/2020 - Present
Prosperity Wealth Management, Inc. (Ocean NJ)
CA
03/23/2011 - 10/18/2018
FORESTERS EQUITY SERVICES, INC. (SAN DIEGO CA)
NJ
10/23/2009 - 12/14/2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (FREEHOLD NJ)
NJ
10/20/2004 - 10/23/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (RED BANK NJ)
NY
07/01/2004 - 10/20/2004
QUICK & REILLY, INC. (NEW YORK NY)
DE
06/07/2002 - 07/12/2004
1717 CAPITAL MANAGEMENT COMPANY (NEWARK DE)
DE
05/12/1995 - 03/07/2001
1717 CAPITAL MANAGEMENT COMPANY (NEWARK DE)
NJ
03/20/1985 - 01/14/1995
PRUCO SECURITIES CORPORATION (NEWARK NJ)
BOTH
Issued 08/31/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/09/2004
Series 7 - General Securities Representative Examination
BC
Issued 03/19/1985
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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