Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles Alan Valenzuela is a financial advisor with over 40 years of experience in the industry. He is a Certified Financial Planner and holds Series 6, 7, 63, and 65 licenses as well as the SIE exam. Charles is currently registered with Cetera Investment Advisers LLC in Connecticut and is also registered in several other states. Charles has a diverse background and has previously worked with Walnut Street Securities, Inc. and Tower Square Securities, Inc. He is committed to providing clients with personalized financial advice and solutions to help them reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CT
06/29/2023 - Present
Cetera Investment Advisers LLC (RIDGEFIELD CT)
CT
08/01/2003 - 09/03/2013
WALNUT STREET SECURITIES, INC. (RIDGEFIELD CT)
CT
03/01/2011 - 05/16/2011
TOWER SQUARE SECURITIES, INC. (RIDGEFIELD CT)
NY
09/17/2002 - 08/01/2003
NATHAN & LEWIS SECURITIES, INC. (NEW YORK NY)
NY
05/03/1999 - 09/25/2002
PARK AVENUE SECURITIES LLC (NEW YORK NY)
NY
10/26/1976 - 05/03/1999
GUARDIAN INVESTOR SERVICES CORPORATION (NEW YORK NY)
IA
Issued 01/23/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/10/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/10/2008
Series 7 - General Securities Representative Examination
BC
Issued 10/18/1976
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
Not sure Charles Valenzuela is the right advisor for you? Invested Better is here to help.
