Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles Alan Valenzuela is a financial advisor with Cetera Investment Advisers LLC. Charles has been in the financial industry since 1976 and has experience working with a variety of clients, including high net worth individuals, corporations, pension plans, and charitable organizations. Charles holds licenses for both securities and investment advisory services. Charles is a Certified Financial Planner and can provide a variety of financial planning services, including investment management, retirement planning, and estate planning. Previously, Charles has worked with Walnut Street Securities, Inc., Tower Square Securities, Inc., Nathan & Lewis Securities, Inc., Park Avenue Securities LLC, and Guardian Investor Services Corporation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CT
06/29/2023 - Present
Cetera Investment Advisers LLC (RIDGEFIELD CT)
CT
08/01/2003 - 09/03/2013
WALNUT STREET SECURITIES, INC. (RIDGEFIELD CT)
CT
03/01/2011 - 05/16/2011
TOWER SQUARE SECURITIES, INC. (RIDGEFIELD CT)
NY
09/17/2002 - 08/01/2003
NATHAN & LEWIS SECURITIES, INC. (NEW YORK NY)
NY
05/03/1999 - 09/25/2002
PARK AVENUE SECURITIES LLC (NEW YORK NY)
NY
10/26/1976 - 05/03/1999
GUARDIAN INVESTOR SERVICES CORPORATION (NEW YORK NY)
IA
Issued 1/23/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 3/10/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 1/2/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 3/10/2008
Series 7 - General Securities Representative Examination
BC
Issued 10/18/1976
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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