Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles Griffith is a financial advisor at LPL Financial LLC in Bozeman, MT. Charles has been working in the financial services industry since 1978. Charles holds Series 7, Series 63, Series 65 and Series 24 licenses, and is a CERTIFIED FINANCIAL PLANNER™. Charles provides financial planning, portfolio management, and consulting services to individuals, corporations and other businesses, charitable organizations, and pension and profit-sharing plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
MT
07/21/2021 - Present
LPL Financial LLC (BOZEMAN MT)
MT
05/01/1978 - 07/21/2021
WADDELL & REED (BOZEMAN MT)
BC
Issued 05/14/1998
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 01/04/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/27/1994
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 22TO - Direct Participation Programs Representative Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/19/1981
Series 7 - General Securities Representative Examination
BC
Issued 04/22/1978
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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