Unclaimed
Charles Augustus Stephens is a registered investment advisor representative. Charles has been in the financial industry since September 2009. Charles is currently registered with PFS Investments Inc. in Alaska. Charles specializes in providing investment advice to individuals. Charles is also licensed to sell insurance products in Florida.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
AK
10/06/2020 - Present
PFS Investments Inc. (ANCHORAGE AK)
BC
Issued 06/24/2024
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 04/10/2014
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/04/2010
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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