Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles Bell is a financial advisor with over 20 years of experience in the industry. Charles currently works with Merrill Lynch, Pierce, Fenner & Smith Inc., but has previously worked with several other major financial institutions. Charles has a strong track record of providing financial advice to individuals, families, and businesses. Charles is registered with both the state of New Jersey and New York and holds a Series 7, 63, 66, 9, and 10 license. Charles is also registered with FINRA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
04/19/2021 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (NEW YORK NY)
NY
10/01/2012 - 10/25/2017
J.P. MORGAN SECURITIES LLC (NEW YORK NY)
NY
09/23/2009 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (NEW YORK NY)
NY
10/10/2007 - 09/25/2009
CITIGROUP GLOBAL MARKETS INC. (EAST FARMINGDALE NY)
NY
08/30/2006 - 10/16/2007
CHASE INVESTMENT SERVICES CORP. (ISLIP NY)
NY
01/01/2005 - 08/28/2006
HSBC SECURITIES (USA) INC. (EAST SETAUKET NY)
NY
09/13/2002 - 01/01/2005
HSBC BROKERAGE (USA) INC. (NEW YORK NY)
NJ
03/31/2000 - 09/11/2002
UBS PAINEWEBBER INC. (WEEHAWKEN NJ)
NY
10/08/1997 - 01/12/1999
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
NY
07/21/1997 - 09/09/1997
SMITH BARNEY INC. (NEW YORK NY)
BOTH
Issued 05/22/2000
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/25/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/19/2002
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/19/2002
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/18/1997
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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