Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles Williams is an active investment advisor with a strong history in the financial services industry. Charles began their career in 1989 and has since held various positions at firms such as The Prudential Insurance Company of America, Pruco Securities Corporation, Key Clearing Corp., McDonald Investments Inc., and Aetna Financial Services, Inc. Charles is currently registered with Edward Jones, where they provide investment advice and financial planning services to individuals, businesses, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
VA
10/14/2019 - Present
Edward Jones (Fredericksburg VA)
MD
04/18/2018 - 01/02/2019
NYLIFE SECURITIES LLC (BETHESDA MD)
VA
01/03/2011 - 12/01/2017
VOYA FINANCIAL ADVISORS, INC. (FAIRFAX VA)
VA
03/31/2000 - 01/03/2011
ING FINANCIAL ADVISERS, LLC (FAIRFAX VA)
CT
03/31/2000 - 09/22/2000
AETNA FINANCIAL SERVICES, INC. (HARTFORD CT)
OH
12/17/1999 - 03/23/2000
MCDONALD INVESTMENTS INC. (CLEVELAND OH)
OH
07/27/1999 - 12/17/1999
KEY CLEARING CORP. (BROOKLYN OH)
NJ
07/26/1989 - 06/04/1999
PRUCO SECURITIES CORPORATION (NEWARK NJ)
NJ
07/26/1989 - 12/10/1993
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA (NEWARK NJ)
IA
Issued 06/24/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/10/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/13/2000
Series 24 - General Securities Principal Examination
BC
Issued 05/20/1999
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/18/1998
Series 7 - General Securities Representative Examination
BC
Issued 07/25/1989
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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