Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles Orozco is a financial professional with over 11 years of experience in the industry. Charles is currently registered with J.P. Morgan Securities LLC and is licensed to provide investment advice in Florida. Charles has held previous positions at First Republic Securities Company, LLC, Charles Schwab & Co., Inc., America's Choice Equities LLC and Gunnallen Financial, Inc. Charles has a wide range of experience and expertise in financial planning, pension consulting, and portfolio management. Charles is committed to providing clients with personalized financial advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
FL
07/24/2024 - Present
J.p. Morgan Securities LLC (Jupiter FL)
FL
01/16/2015 - 09/29/2023
FIRST REPUBLIC SECURITIES COMPANY, LLC (Jupiter FL)
FL
09/19/2012 - 04/30/2014
CHARLES SCHWAB & CO., INC. (ORLANDO FL)
FL
06/17/2009 - 08/20/2009
AMERICA'S CHOICE EQUITIES LLC (PALM BEACH GARDENS FL)
FL
07/16/2008 - 06/23/2009
GUNNALLEN FINANCIAL, INC (BOCA RATON FL)
IA
Issued 05/24/2024
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/11/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/25/2014
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 07/13/2013
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/18/2012
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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