Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles A Kaufman is a financial professional with Nylife Securities LLC. Charles A Kaufman is a registered representative who holds both the Series 6TO and SIE licenses. Charles A Kaufman has been in the financial industry since May 2, 2024 and is currently registered with Nylife Securities LLC in White Plains, New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
05/03/2024 - Present
Nylife Securities LLC (WHITE PLAINS NY)
BC
Issued 05/03/2024
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 02/02/2024
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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