Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles Jordan is a financial professional with over 20 years of experience in the industry. Charles is currently registered with Lion Street Financial, LLC, a broker-dealer with a branch office in Miami, Florida. Charles previously held positions at BA Securities, LLC and Ashland Securities, LLC. Charles's professional designations include Series 7, 6, 63, 24, 27, 14, SIE, 79TO and 99TO. Charles specializes in investment banking and operations, with a focus on providing comprehensive financial services to clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
FL
06/25/2024 - Present
Lion Street Financial, LLC (Miami FL)
PA
01/05/2023 - 06/26/2024
BA SECURITIES, LLC (W. CONSHOHOCKEN PA)
FL
12/21/2018 - 02/13/2023
ASHLAND SECURITIES, LLC (Miami FL)
PA
10/14/2010 - 01/02/2019
BA SECURITIES, LLC (W. CONSHOHOCKEN PA)
PA
07/18/2002 - 10/27/2010
NEW ENGLAND SECURITIES (NEWTOWN SQUARE PA)
IA
Issued 01/28/2008
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/23/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 14 - Compliance Officer Examination
BC
Issued 10/13/2011
Series 27 - Financial and Operations Principal Examination
BC
Issued 02/08/2010
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/07/2008
Series 7 - General Securities Representative Examination
BC
Issued 07/17/2002
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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