Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles A. Johnson is a Registered Representative and Investment Advisor Representative with Mutual Of Omaha Investor Services, Inc., and has been in the financial services industry since 2011. Charles has been associated with Mutual Of Omaha Investor Services, Inc. since August 2011. Charles holds Series 6, 63 and 65 securities licenses, and a SIE license. Charles is licensed in Pennsylvania and West Virginia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Promoter fees and third party money manager fees
1
2
PA
01/25/2013 - Present
Mutual OF Omaha Investor Services, Inc. (HARRISBURG PA)
IA
Issued 01/23/2013
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/02/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/19/2011
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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