Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles A. Johnson has been working in the financial industry since 2003. Charles is a Registered Representative for J.p. Morgan Securities LLC and an Investment Advisor Representative for J.P. Morgan Securities LLC. Charles works primarily in the Crystal Lake area of Illinois. Charles has prior experience with CETERA FINANCIAL SPECIALISTS LLC, NORTHERN TRUST SECURITIES, INC., and EDWARD JONES. Charles is licensed to sell securities in both Illinois and the United States.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
IL
06/27/2023 - Present
J.p. Morgan Securities LLC (Crystal Lake IL)
IL
03/27/2013 - 05/31/2022
J.P. MORGAN SECURITIES LLC (Chicago IL)
IL
02/12/2010 - 02/21/2013
CETERA FINANCIAL SPECIALISTS LLC (SCHAUMBURG IL)
IL
03/03/2004 - 10/31/2005
NORTHERN TRUST SECURITIES, INC. (CHICAGO IL)
MO
07/28/2003 - 01/28/2004
EDWARD JONES (ST. LOUIS MO)
IA
Issued 07/06/2010
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/09/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/21/2012
Series 53 - Municipal Securities Principal Examination
BC
Issued 03/01/2010
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/25/2003
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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