Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles A. Gutierrez is a financial advisor currently registered with J.P. Morgan Securities LLC. Charles has been in the industry since September 12, 2017, and holds the Series 6, Series 63, and SIE licenses. He is registered in California, Connecticut, Florida, New Jersey, and New York. His experience includes previous roles at J.P. Morgan Securities LLC. Charles specializes in providing financial planning, portfolio management, and pension consulting services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
NY
09/21/2022 - Present
J.p. Morgan Securities LLC (BROOKLYN NY)
NY
09/26/2016 - 10/03/2021
J.P. MORGAN SECURITIES LLC (ASTORIA NY)
BC
Issued 08/05/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/26/2016
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Charles Gutierrez is the right advisor for you? Invested Better is here to help.
