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Charlene Michelle Thompson

T. Rowe Price Investment Services, Inc.

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About Charlene Michelle Thompson

Charlene Michelle Thompson is a registered representative with T. Rowe Price Investment Services, Inc. Charlene has been active in the industry since September 5, 2016. Charlene is registered with the following securities licenses: Series 6, Series 63, and SIE. Charlene is registered to sell securities in 53 states.

Firm Information

Charlene Thompson is currently registered with T. Rowe Price Investment Services, Inc.. T. Rowe Price Investment Services, Inc. is a corporation formed on June 10, 1980. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. It has one regulatory event and three arbitration disclosures on file.

Not reported

Assets Under Management

Not reported

Total Clients

612

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Charlene Thompson’s Registration & Firm History

CO

09/06/2016 - Present

T. Rowe Price Investment Services, Inc. (COLORADO SPRINGS CO)

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Licenses & Designations

BC

Issued 10/03/2016

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/06/2016

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Charlene Michelle Thompson.
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