Unclaimed
Charlene Fann Harvey is a registered representative with Merrill Lynch, Pierce, Fenner & Smith Inc. Charlene has been in the industry since 1991 and is registered in both Texas and Virginia. Charlene has experience working with individuals, corporations, and other businesses. Charlene also assists with bookkeeping for Harvey Auto & Transmission Repair LLC, a family owned auto repair shop.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
VA
12/08/2011 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (WILLIAMSBURG VA)
VA
10/09/1991 - 06/30/2010
MID-ATLANTIC SECURITIES, INC. (GLOUCESTER VA)
IA
Issued 12/07/2011
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/04/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/15/2011
Series 7 - General Securities Representative Examination
BC
Issued 10/08/1991
Series 11 - Assistant Representative-Order Processing Qualification Exam
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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