Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charleen? Claim Your ProfileCharleen Sue Lawrence is a registered representative with D.a. Davidson & Co., with over 39 years of experience in the financial services industry. Charleen has a strong background in securities and financial planning, holding several licenses and registrations, including Series 7, 24, 27, 4, 8, 14, 63, SIE, and 99TO. Previously, Charleen worked at Wedbush Securities Inc., BrokersXpress LLC, OptionsXpress, Inc., and Dreyfus Brokerage Services, Inc.. Charleen specializes in a range of investment products and services, and is dedicated to providing personalized financial guidance to her clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CA
09/22/2014 - Present
D.a. Davidson & Co. (LOS ANGELES CA)
CA
11/29/2007 - 09/22/2014
WEDBUSH SECURITIES INC. (LOS ANGELES CA)
CA
05/10/2004 - 06/18/2007
BROKERSXPRESS LLC (NEWPORT BEACH CA)
IL
07/10/2002 - 06/02/2004
OPTIONSXPRESS, INC. (CHICAGO IL)
CA
11/25/1983 - 07/25/2002
DREYFUS BROKERAGE SERVICES, INC. (LOS ANGELES CA)
BC
Issued 06/25/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/21/2002
Series 14 - Compliance Officer Examination
BC
Issued 06/27/1998
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 04/03/1987
Series 27 - Financial and Operations Principal Examination
BC
Issued 05/21/1984
Series 4 - Registered Options Principal Examination
BC
Issued 05/11/1984
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/19/1983
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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