Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charity? Claim Your ProfileCharity Swanson is a financial advisor with Fidelity Brokerage Services LLC. Charity has over 9 years of experience in the financial services industry. Charity is registered to provide securities-related services in 53 states and the District of Columbia. Charity holds FINRA Series 7, 9, 10, and 63 licenses. Charity is also a Securities Industry Essentials (SIE) exam pass holder. Charity is dedicated to helping clients reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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MA
12/12/2013 - Present
Fidelity Brokerage Services LLC (BOSTON MA)
BC
Issued 01/03/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/21/2014
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 02/05/2014
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/11/2013
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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