Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charissa? Claim Your ProfileCharissa Konz is a financial advisor with Raymond James & Associates, Inc. based in Naples, FL. Charissa has over 30 years of experience in the financial services industry. Prior to joining Raymond James, Charissa worked at Janney Montgomery Scott LLC and Wells Fargo Advisors Financial Network, LLC. Charissa holds Series 7, 63, and 66 licenses. Charissa specializes in providing financial advice to individuals, corporations, and other businesses. Charissa also provides portfolio management services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
08/03/2023 - Present
Raymond James & Associates, Inc. (NAPLES FL)
FL
09/03/2019 - 07/31/2023
JANNEY MONTGOMERY SCOTT LLC (Naples FL)
FL
04/12/2019 - 08/27/2019
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (NAPLES FL)
NE
01/20/1998 - 04/16/2001
AMERITRADE (BELLEVUE NE)
NE
02/21/1996 - 11/03/1997
K. AUFHAUSER & COMPANY, INC. (OMAHA NE)
MN
07/07/1993 - 06/06/1995
NORWEST INVESTMENT SERVICES, INC. (MINNEAPOLIS MN)
MN
11/16/1992 - 07/16/1993
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
11/16/1992 - 07/16/1993
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BOTH
Issued 06/18/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/16/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/12/2019
Series 7TO - General Securities Representative Examination
BC
Issued 03/02/2019
SIE - Securities Industry Essentials Examination
BC
Issued 11/10/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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