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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charise? Claim Your ProfileCharise Mason is an active investment advisor representative at Morgan Stanley. Charise has been in the industry since 2018 and has a broad range of experience. Charise holds a variety of licenses and registrations, including Series 7, 63, 66, 9, and 10. Charise is also registered as an Investment Advisor Representative in the states of Virginia and Texas. In addition to her work at Morgan Stanley, Charise is an independent contractor for Amazon.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
VA
07/11/2022 - Present
Morgan Stanley (Richmond VA)
FL
08/12/2021 - 05/31/2022
FIDELITY BROKERAGE SERVICES LLC (JACKSONVILLE FL)
VA
09/21/2018 - 05/28/2021
WELLS FARGO CLEARING SERVICES, LLC (GLEN ALLEN VA)
BOTH
Issued 07/08/2022
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/17/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/29/2020
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/11/2019
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/21/2018
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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