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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charis? Claim Your ProfileCharis Ivana Jones is an investment advisor representative with Hightower Advisors, LLC, a firm with offices in Tega Cay, South Carolina, and Chicago, Illinois. Charis has over 25 years of experience in the financial services industry. Charis has held previous roles at LPL FINANCIAL LLC, Morgan Stanley, Morgan Stanley & Co. Incorporated, Morgan Stanley DW Inc., and CitiCorp Investment Services. Charis is a registered investment advisor in Illinois and South Carolina. Charis holds a Series 63, Series 65, Series 7, Series 9, Series 10, Series 24, SIE, and Series 99TO licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Treasury management for corporate clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Retainer or service fees or some combination of 1, 2, 4, 5 & 7
1
2
SC
06/11/2024 - Present
Hightower Advisors, LLC (TEGA CAY SC)
SC
04/22/2015 - 06/15/2023
LPL FINANCIAL LLC (FORT MILL SC)
NY
06/01/2009 - 04/22/2015
MORGAN STANLEY (PURCHASE NY)
NY
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (PURCHASE NY)
NY
09/12/2005 - 04/02/2007
MORGAN STANLEY DW INC. (PURCHASE NY)
NY
04/22/1998 - 08/17/2005
CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)
CO
07/28/1995 - 12/22/1995
CHATFIELD DEAN & CO., INC. (GREENWOOD VILLAGE CO)
IA
Issued 02/22/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/29/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/31/2006
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 04/17/2006
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 06/01/2000
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/21/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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