Unclaimed
Chaoqin Ye is a financial professional with Pacific Select Distributors, LLC, a firm headquartered in Newport Beach, California. Chaoqin Ye is registered to provide investment advice in 24 states and is also FINRA registered. Chaoqin Ye passed the Series 63, 65, SIE, and Series 6TO exams, and is licensed to sell variable products, including annuities and mutual funds.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
08/28/2023 - Present
Pacific Select Distributors, LLC (NEWPORT BEACH CA)
BC
Issued 09/28/2023
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 12/02/2021
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/28/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 07/28/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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