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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Chao lin? Claim Your ProfileChao Lin Wood is a financial advisor with over 16 years of experience in the industry. Chao Lin Wood is currently registered with Citigroup Global Markets Inc., a large firm managing over $50 billion in assets. Chao Lin Wood has been with Citigroup Global Markets Inc. since February 2016, but has also worked with other large firms like Wells Fargo Advisors, LLC and Merrill Lynch. Chao Lin Wood specializes in providing financial advice to a variety of clients, including high-net-worth individuals, corporations, and pension plans. Chao Lin Wood holds the Series 7, Series 63, and Series 66 licenses. Chao Lin Wood has been recognized as a Chartered Financial Consultant.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CA
02/08/2016 - Present
Citigroup Global Markets Inc. (CUPERTINO CA)
CA
04/20/2012 - 02/09/2016
WELLS FARGO ADVISORS, LLC (LOS ALTOS CA)
CA
10/23/2009 - 04/23/2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (SAN JOSE CA)
CA
03/17/2008 - 10/23/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (SAN JOSE CA)
CA
05/15/2007 - 10/03/2007
WELLS FARGO INVESTMENTS, LLC (FREMONT CA)
CA
04/18/2005 - 07/27/2005
INTEGRAL FINANCIAL LLC (CUPERTINO CA)
BOTH
Issued 07/02/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/07/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/16/2005
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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